Banking - Finance - Insurance - FinTech Events in Fremont, United States

Project Management in Accounting in san Jose on 1 Dec

Project Management in Accounting

san Jose   Wednesday, December 1, 2021   1000 - 1700
Free
Banking - Finance - Insurance - FinTech Events
This workshop is based on the concept that any business is essentially an integrated system of cash flows driven by management decisions. All analytical tools and related financial/economic concepts are dissected within this context, which reflects the three basic types of d ..
Auditing and Compliance - International Trade Finance in san Jose on 9 Dec

Auditing and Compliance - International Trade Finance

san Jose   Thursday, December 9, 2021   0900 - 1500
Free
Banking - Finance - Insurance - FinTech Events
This course is an advanced primer for banking, compliance and audit professionals. In this course, we will address compliance issues, and the unintended consequences contributing to market gaps in trade finance, as well as providing information aimed at preventing criminals ..
AML Model Validation: A Critical Need in the New Regulatory Environment in san Jose on 16 Nov

AML Model Validation: A Critical Need in the New Regulatory Environment

san Jose   Tuesday, November 16, 2021   1000 - 1300
Free
Banking - Finance - Insurance - FinTech Events
According to the Office of the Comptroller of the Currency (OCC), “banking organizations should conduct a periodic review-at least annually but more frequently if warranted-of each model to determine it is working as intended and if the existing activities are sufficient.” T ..
FinCEN's New CDD Rule - The New Fifth Prong of the AML in san Jose on 15 Nov

FinCEN's New CDD Rule - The New Fifth Prong of the AML

san Jose   Monday, November 15, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
It goes far beyond knowledge of the Customer Legal Entity to the Beneficial Owner of that entity and its Controlling Persons. It is focused beyond the initial customer acceptance step, requiring updating and ongoing monitoring against baseline “normal” activity for the custo ..
Purchasing Cards: Overcoming Risks and Creating an Effective Program in san Jose on 12 Nov

Purchasing Cards: Overcoming Risks and Creating an Effective Program

san Jose   Friday, November 12, 2021   1000 - 1300
Free
Banking - Finance - Insurance - FinTech Events
This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more. ..
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly in san Jose on 11 Nov

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

san Jose   Thursday, November 11, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
Ratios, ratios, and more ratios! What do they really mean? Many financial professionals including bankers use financial ratios on a regular basis. But do they always use the same ratios and more importantly, do they always interpret the ratios in the same manner? Attend t ..
Complete 1099, TIN Matching, B-Notice, FATCA and Nonresident Alien 1042-S Compliance Update in san Jose on 11 Nov

Complete 1099, TIN Matching, B-Notice, FATCA and Nonresident Alien 1042-S Compliance Update

san Jose   Thursday, November 11, 2021   0800 - 1400
Free
Banking - Finance - Insurance - FinTech Events
The average cost of a Notice of Proposed Penalty is estimated at US $150,000 including the penalty itself and the added costs for consultants, personnel, remediation of legacy records, etc. Compliance is far less expensive than the alternative. Are you in compliance w ..
AML/BSA Boot Camp in san Jose on 10 Nov

AML/BSA Boot Camp

san Jose   Wednesday, November 10, 2021   0700 - 1300
Free
Banking - Finance - Insurance - FinTech Events
The BSA / AML / OFAC Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank Secrecy Act Compliance Program, and for assuring that the bank is in compliance with the Bank Secrecy Act, USA Patriot Act, OFAC, and all other appli ..
Accounts Payable Best Practices in san Jose on 8 Nov

Accounts Payable Best Practices

san Jose   Monday, November 8, 2021   0800 - 1500
Free
Banking - Finance - Insurance - FinTech Events
Given the current business environment, mounting regulatory pressures, and the increased visibility and importance of the accounts payable function, best practices are something with which every professional needs to be conversant. While it has always been good business prac ..
AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements in san Jose on 11 Oct

AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements

san Jose   Monday, October 11, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
Money laundering continues to be a national concern. High levels of drug-related activity and violence have drawn additional attention. Terrorist activities need to be considered as well. Perpetrators have adapted to banks’ efforts so banks cannot combat the money laundering ..
BSA/AML/OFAC Risk Assessments - Are You Doing Them Correctly in san Jose on 11 Oct

BSA/AML/OFAC Risk Assessments - Are You Doing Them Correctly

san Jose   Monday, October 11, 2021   0700 - 1300
Free
Banking - Finance - Insurance - FinTech Events
Although financial institutions have been managing BSA operations as per the regulatory requirements, the change in focus to appropriate BSA/AML/OFAC risk assessment has become increasingly important. Regulators look to the organization for insurance and evidence that BSA op ..
Building a World Class Accounts Payable Operation: P2P, AP in san Jose on 7 Oct

Building a World Class Accounts Payable Operation: P2P, AP

san Jose   Thursday, October 7, 2021   1000 - 1300
Free
Banking - Finance - Insurance - FinTech Events
This training program will help attendees examine if their AP department matches world-class standards. Attendees will learn key success factors to an optimal accounts payable operation. They will also gain in depth knowledge on the must-have technologies for any AP operatio ..
TIN Matching to Reduce Your B-Notices and Eliminate Proposed Penalties in san Jose on 15 Sep

TIN Matching to Reduce Your B-Notices and Eliminate Proposed Penalties

san Jose   Wednesday, September 15, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
This IRS regulatory compliance training will explain the TIN Matching System best practices to eliminate form 1099 reporting errors. It will also provide you the tools to effectively handle B- Notices in order to avoid fines and penalties. ..
BSA/AML Contextual Awareness of High Risk Customers in san Jose on 7 Sep

BSA/AML Contextual Awareness of High Risk Customers

san Jose   Tuesday, September 7, 2021   1000 - 1300
Free
Banking - Finance - Insurance - FinTech Events
The management of compliance risk requires a thorough evaluation of the customer base. Determining the risk rating of a customer – especially those seen as High Risk – plays an important role in the construction of a complete and accurate BSA/AML Risk Assessment . The determ ..
Personal and Business Tax Returns Analysis in san Jose on 7 Sep

Personal and Business Tax Returns Analysis

san Jose   Tuesday, September 7, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
This personal and business tax returns analysis training program will focus on key areas such as 1040 federal tax returns, K-1 forms, and tax code updates and how they affect bank’s clients. It will also discuss the structure of a C corporation, S corporation, and Partnershi ..
Managing an Effective AML Compliance Program in san Jose on 23 Aug

Managing an Effective AML Compliance Program

san Jose   Monday, August 23, 2021   0900 - 1600
Free
Banking - Finance - Insurance - FinTech Events
Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction busine ..
Internal Audit, Fraud Risk Assessment and Risk Management Annual Plan in san Jose on 12 Aug

Internal Audit, Fraud Risk Assessment and Risk Management Annual Plan

san Jose   Thursday, August 12, 2021   0800 - 1400
Free
Banking - Finance - Insurance - FinTech Events
Performing a corporate wide Risk Assessment can seem like a daunting task for an organization. In reality, it can be done using a template and brainstorming with internal auditors, certified fraud examiners and business unit leaders throughout your organization. Understandin ..
How to Conduct an ACH Risk Assessment and Develop an Effective ACH Risk Management Program in san Jose on 13 Jul

How to Conduct an ACH Risk Assessment and Develop an Effective ACH Risk Management Program

san Jose   Tuesday, July 13, 2021   0830 - 1430
Free
Banking - Finance - Insurance - FinTech Events
There is risk in every type of payment system and the ACH network is no exception. As a Financial Institution, Third Party Service Provider or a Third-Party Sender, processing ACH transactions, you can encounter a variety of risks such as credit, fraud and operational (to na ..
Digital Payments 2021 - The future of Payments in san Jose on 15 Jun

Digital Payments 2021 - The future of Payments

san Jose   Tuesday, June 15, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
The aim of this webinar is to provide a comprehensive understanding of today’s payments infrastructures together with a considered view as to where the payments industry is heading. Technology, innovations and new participants have changed payments forever. The pace of ch ..
ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations in san Jose on 10 Jun

ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

san Jose   Thursday, June 10, 2021   0900 - 1200
Free
Banking - Finance - Insurance - FinTech Events
The NACHA Operating Rules still apply when processing these payments but the Green Book outlines exceptions when handling DNEs (Death Notification Entries) and Federal Government Reclamations. A side-by-side comparison of Commercial vs. Government Reclamations will be includ ..

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